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Mario Leonard Gradillas

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Surprise, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-31
TX RA APPROVED_RES 2014-06-02
CA RA APPROVED 2011-10-03
  • AZ RA
    APPROVED
    Since 2019-10-31
  • TX RA
    APPROVED_RES
    Since 2014-06-02
  • CA RA
    APPROVED
    Since 2011-10-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

19450 N Sunrise Blvd, Surprise, AZ 85374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Surprise AZ 09/2011 11/2016
Wells Fargo Clearing Services, Llc Surprise AZ 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2011-10-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sun City West, AZ
    Scottsdale, AZ
    Peoria, AZ
  • 2003-05-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Sun City West, AZ
    Sun City, AZ
    Scottsdale, AZ
    Glendale, AZ
    Surprise, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-09
S63 Uniform Securities Agent State Law Examination 1997-07-28
  • S66 Uniform Combined State Law Examination
    2003-05-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-28

View on SEC IAPD

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