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Timothy Michael Wendt

Wendt Financial Advisors, LLC

Battle Creek, MI

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Current Employers
Wendt Financial Advisors, Llc

Battle Creek, MI • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-04
MI RA APPROVED 2020-05-21
  • TX RA
    APPROVED_RES
    Since 2020-08-04
  • MI RA
    APPROVED
    Since 2020-05-21

Branch Locations

Battle Creek, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plante & Moran Pllc Portage MI 07/2010 03/2020
Wendt Financial Advisors, Llc Battle Creek MI 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08
Designations

View on SEC IAPD

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