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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-19 |
| CA | RA | APPROVED | 2013-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 03/2013 | Present |
| Bank Of America, N.A. | Pleasanton | CA | 05/2013 | Present |
I*70996 For profit or not for profit: For-Profit Organization Name of outside business organization: Christine Robbins Antiques and Collectibles Investment related: N Address of business: Danville, California 94526 Nature of business: Partnership, Position, title, association: Owner, Start date of relationship: 1/1/1997 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am a co-owner of my wife's antique business. She buys and resells antiques and collectibles. Annual revenue is less than $1000/year. I*1931298 Entity for Profit Name of OBA: Rental Property 1 Address: Fountain Valley, California, 92708 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 05/01/2024 No Hours: 10 No Hours during trading: 5 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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