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Ooltewah, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-08-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Wealth Management, Inc | Chattanooga | TN | 05/2016 | 03/2023 |
| Providence Squared Llc | Ooltewah | TN | 06/2023 | Present |
1. As personal or business consultant not investment advisory specific. May include clients that otherwise I do business with as their investment advisor. Consulting provided under separate agreement. Approximately 40-hours per month spent on these activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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