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Sophia Janssen Spencer

Ameriprise Financial Services, LLC

Longview, WA

Vancouver, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-06-30
  • WA RA
    APPROVED
    Since 2011-06-30

Branch Locations

1700 Hudson St Ste 104, Longview, WA 98632-2931 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Longview WA 06/2011 03/2020
Ameriprise Financial Services, Llc Longview WA 03/2020 Present
Previous Registrations
  • 2001-02-22 → 2011-07-01
    Cuna Brokerage Services, Inc.
    Longview, WA
    Longview, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-19
S63 Uniform Securities Agent State Law Examination 1997-08-13
  • S65 Uniform Investment Adviser Law Examination
    1997-08-19
  • S63 Uniform Securities Agent State Law Examination
    1997-08-13
Other Names
  • Sophia Teresa Janssen
  • Sophia T Janssen
  • Sophia Teresa Janssen

View on SEC IAPD

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Other Offices

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AMERIPRISE FINANCIAL SERVICES, LLC · Longview, WA
CETERA INVESTMENT ADVISERS LLC · LONGVIEW, WA
PFS INVESTMENTS INC. · LONGVIEW, WA
EDWARD JONES · LONGVIEW, WA
CONTINENTAL INVESTORS SERVICES, INC. · LONGVIEW, WA
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