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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-04-10 |
Branch Locations
300 Conshohocken State Rd, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Saddle Brook | NJ | 02/2016 | 06/2021 |
| M&T Bank | Iselin | NJ | 02/2016 | 06/2021 |
| U.S. Bank | West Chester | PA | 12/2022 | 03/2025 |
| U.S. Bancorp Investments, Inc. | West Chester | PA | 04/2023 | 03/2025 |
| Wilmington Trust, M&T Bank | Wilmington | DE | 02/2016 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conshohocken | PA | 03/2025 | Present |
1) Delaware Symphony Orchestra; Not Investment-related; Wilmington, DE; Board of Directors; Board Member and Donor; 08/2022; 5 Hours/Month; 0 Hours/Trading; Head of the development committee; attend symphony friday nights and act as an ambassador. I*5208271, Entity Type: , Name of OBA: M K K Trust, Address: West Chester, Pennsylvania, 19382, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 08/05/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-28 |
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