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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-10
  • PA RA
    APPROVED
    Since 2025-04-10

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Saddle Brook NJ 02/2016 06/2021
M&T Bank Iselin NJ 02/2016 06/2021
U.S. Bank West Chester PA 12/2022 03/2025
U.S. Bancorp Investments, Inc. West Chester PA 04/2023 03/2025
Wilmington Trust, M&T Bank Wilmington DE 02/2016 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conshohocken PA 03/2025 Present
Previous Registrations
  • 2023-05-10 → 2024-11-20
    Spokane, WA
    West Chester, PA
    Sioux Falls, SD
  • 2016-05-09 → 2021-06-09
    M&T Securities, Inc.
    New York, NY
    Iselin, NJ
    Iselin, NJ
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Syracuse, NY
  • 2013-07-26 → 2016-02-04
    Minneapolis, MN
    Summit, NJ
  • 2009-10-23 → 2013-07-01
    Florham Park, NJ
    Florham Park, NJ
  • 2008-01-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Florham Park, NJ
    New York, NY
  • 2003-04-03 → 2008-01-04
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
Other Businesses

1) Delaware Symphony Orchestra; Not Investment-related; Wilmington, DE; Board of Directors; Board Member and Donor; 08/2022; 5 Hours/Month; 0 Hours/Trading; Head of the development committee; attend symphony friday nights and act as an ambassador. I*5208271, Entity Type: , Name of OBA: M K K Trust, Address: West Chester, Pennsylvania, 19382, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 08/05/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S66 Uniform Combined State Law Examination
    2001-10-30
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28
Other Names
  • St. Clair
  • Anne Ringwood Kelligrew
  • St. Clair
  • Anne K St. Clair
  • Anne Kelligrew St. Clair
  • St. Clair
  • Anne Kelligrew Stclair

View on SEC IAPD

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