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James Walter Gaul

Knights Of Columbus Asset Advisors LLC

Boston, MA

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-05
  • MA RA
    APPROVED
    Since 2019-11-05

Branch Locations

One Liberty Square 10Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Advisors, Llc Boston MA 03/2006 09/2019
Knights Of Columbus Asset Advisors Boston MA 10/2019 Present
  • 03/2006 → 09/2019
    Boston Advisors, Llc
    Boston, MA
  • 10/2019 → Present
    Knights Of Columbus Asset Advisors
    Boston, MA
Previous Registrations
  • 2006-06-09 → 2019-10-30
    Boston Advisors, Llc
    Boston, MA
  • 2005-09-20 → 2006-06-09
    Boston Advisors, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-19
S63 Uniform Securities Agent State Law Examination 2000-06-19
  • S65 Uniform Investment Adviser Law Examination
    2005-09-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-19
Designations
Other Names
  • James Walter Gavl

View on SEC IAPD

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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
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ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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