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Thomas Kevin Vetter

Vetter Planning

Randolph, NJ

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Current Employers
Vetter Planning

Randolph, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-12
NJ RA APPROVED 2016-01-13
  • NY RA
    APPROVED
    Since 2021-10-12
  • NJ RA
    APPROVED
    Since 2016-01-13

Branch Locations

Randolph, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vetter Planning North Caldwell NJ 07/2013 Present
Previous Registrations
  • 2014-02-04 → 2015-12-31
    Osaic Services, Inc.
    Wayne, NJ
  • 2011-08-12 → 2013-07-22
    Quadrant Capital Management, Llc
    Fairfield, NJ
  • 2011-06-02 → 2011-07-13
    Foresters Equity Services, Inc.
    North Cadwell, NJ
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-04
S65 Uniform Investment Adviser Law Examination 2011-05-31
  • S63 Uniform Securities Agent State Law Examination
    2014-03-04
  • S65 Uniform Investment Adviser Law Examination
    2011-05-31
Designations

View on SEC IAPD

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