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William Franklin Cordray

Raymond James & Associates, Inc.

Huntington Beach, CA

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-28
  • CA RA
    APPROVED
    Since 2022-10-28

Branch Locations

Huntington Beach, CA • United States

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Anaheim CA 06/2005 03/2018
Wells Fargo Clearing Services, Llc Irvine CA 01/2020 10/2022
Unemployed Huntington Beach CA 03/2018 01/2020
Raymond James & Associates Newport Beach CA 10/2022 Present
  • 06/2005 → 03/2018
    Scottrade, Inc.
    Anaheim, CA
  • 01/2020 → 10/2022
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 03/2018 → 01/2020
    Unemployed
    Huntington Beach, CA
  • 10/2022 → Present
    Raymond James & Associates
    Newport Beach, CA
Previous Registrations
  • 2020-01-13 → 2022-11-03
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 2016-09-01 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
  • 2003-05-19 → 2005-06-13
    Td Ameritrade, Inc.
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S66 Uniform Combined State Law Examination
    2003-05-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30
Other Names
  • Frank Cordray

View on SEC IAPD

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