Timothy Michael Stephan

Current Employers

Employment History

• 03/2005 → Present
  Prudential Insurance Company Of America
  Uniontown, OH
• 03/2005 → 11/2024
  Pruco Securities, Llc.
  Uniontown, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Uniontown, OH

Previous Registrations

• 2006-04-07 → 2024-11-14
  Pruco Securities, Llc.
  Mayfield Heights, OH
  Stow, OH
  Mayfield Hts, OH
  Uniontown, OH
  Mayfield Heights, OH

Other Businesses

1) 12/12/2024- TSBK Properties, LLC- Real Estate Rental- Office building that Brad & I own 50/50. Our businesses will occupy the majority of the space. Our businesses will be paying rent to TSBK Properties, LLC. We may potentially rent a portion of the remaining building to another tenant- INV Related- Uniontown, OH- Start Date 02/12/2024- 5hrs/mth- 0hrs during trading 2) 11/22/2024- Stephan Financial Solutions, LLC- I market LPL business under this name- DBA for LPL Business (entity for LPL business)- INV Related- Uniontown, OH- Start Date 08/06/2014- 160hrs/mth- 160hrs during trading 3) 04/10/2025-SAGE Solutions An Investment Advisory Firm-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-At Uniontown, OH-Start date 05/01/2025-200hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-17
• S63 Uniform Securities Agent State Law Examination
  2005-03-23