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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Parsippany NJ 05/1997 Present
Minnesota Life Insurance Company St. Paul MN 06/2004 08/2023
Securian Financial Services Inc St. Paul MN 06/2004 08/2023
Allied Wealth Partners Parsippany NJ 05/2014 Present
Cetera Wealth Services, Llc Parsippany NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/1997 → Present
    Self-Employed
    Parsippany, NJ
  • 06/2004 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2004 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 05/2014 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-06-07 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    Parsippany, NJ
    St. Paul, MN
  • 2002-06-21 → 2004-06-16
    Ws Griffith Securities, Inc.
    East Hanover, NJ
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1997 ADDRESS: , East Hanover NJ , United States DESCRIPTION: Agent/Broker COLLEGE OF NJ WRESTLING ENDOWMENT COMMITTEE POSITION: Officer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: , Ewing Township NJ , United States DESCRIPTION: Officer INDEPENDENT WEALTH STRATEGIES POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: , Flanders NJ , United States DESCRIPTION: Owner NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2013 ADDRESS: , Parsippany NJ , United States DESCRIPTION: Independent Contractor PROVIDENT BANK ADVISORY COUNCIL POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2011 ADDRESS: , Iselin NJ , United States DESCRIPTION: Advisory Board NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 8/12/2026 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.& ASHAR GROUP;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-02
Designations
Other Names
  • Gil Moscatello
  • Gilbert E Moscatello

View on SEC IAPD

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