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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-21
FL RA APPROVED 2006-11-20
  • TX RA
    APPROVED_RES
    Since 2017-02-21
  • FL RA
    APPROVED
    Since 2006-11-20

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Ponte Vedra FL 11/2006 Present
  • 11/2006 → Present
    Raymond James & Associates
    Ponte Vedra, FL
Previous Registrations
  • 2003-07-01 → 2006-11-06
    Ponte Vedra Beach, FL
    Ponte Vedra Beach, FL
  • 2000-06-09 → 2003-07-01
    Prudential Equity Group, Llc
    Ponte Vedra Bch, FL
Other Businesses

1) Name of Business : St. Pauls Annual Scholarship Golf Classic Address: 14505 Marsh Island Lane,Jacksonville, FL Nature of the Business: Board Member/Officer/Director Position/Title: Finance Committee Member Investment Related: Yes Start Date: 12/01/2015 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Golf Committee board member and finance chair. Responsibilities include raising funds thru donations, gifts, silent auction, golf rounds etc. and maintaining records of income/expenses. I do not have access to bank account or check writing privileges 2)Name of Business : Marsh Island HOA Address: Jacksonville , FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related: No Start Date: 07/16/2019 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: On July 17th, 2019 I was nominated and elected to be the President of our Home Owners Association (HOA). The role includes homeowners & Board meetings, approval of dues, assessments and annual HOA budget. As well as insure the HOA is in good standing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-22
S63 Uniform Securities Agent State Law Examination 1997-10-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-22
  • S63 Uniform Securities Agent State Law Examination
    1997-10-13

View on SEC IAPD

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