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Michael Scott Carrier

Michael S. Carrier & Associates, Inc.

Highlands, NC

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Current Employers
Michael S. Carrier & Associates, Inc.

Highlands, NC • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
GA RA APPROVED 2017-07-19
NC RA APPROVED 2016-06-07
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • GA RA
    APPROVED
    Since 2017-07-19
  • NC RA
    APPROVED
    Since 2016-06-07

Branch Locations

Highlands, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael S. Carrier & Associates Highlands NC 06/1997 Present
  • 06/1997 → Present
    Michael S. Carrier & Associates
    Highlands, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-04
  • S65 Uniform Investment Adviser Law Examination
    1998-11-04

View on SEC IAPD

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