Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-15 |
| TX | RA | APPROVED_RES | 2016-06-28 |
| WI | RA | APPROVED | 1998-03-02 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Grafton, WI • United States
Sedona, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Milwaukee | WI | 03/2008 | Present |
| City National Bank | Milwaukee | WI | 08/2018 | Present |
(1) KEVIN AND LINDA COWAN JTWROS; ADDRESS: 1403 VISTA MONTANA DR. SEDONA, AZ 86336; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 02/01/2018; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 05/31/2018; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1-2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-21 |
Reach out to this advisor