Azim Nakhooda

Current Employers

Employment History

• 12/2013 → 04/2021
  Securities America, Inc.
  Mayfield Heights, OH
• 12/2013 → 04/2021
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 02/2018 → 06/2024
  Cedar Brook Financial Partners, Llc/Dba Cedar Brook Group
  Cleveland, OH
• 04/2021 → 06/2024
  Cadaret Grant & Co., Inc.
  Cleveland, OH
• 06/2024 → Present
  Ses Llc
  Cleveland, OH
• 06/2024 → Present
  Seia Llc
  Cleveland, OH

Previous Registrations

• 2018-03-01 → 2024-07-01
  Cedar Brook Group
  Cleveland, OH
• 2021-04-07 → 2024-06-17
  Cadaret, Grant & Co., Inc.
  Cleveland, OH
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
• 2013-12-18 → 2021-04-13
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2005-08-11 → 2013-03-15
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2000-01-01 → 2005-08-03
  Osaic Fa, Inc.
  Cleveland, OH

Other Businesses

1) MONARCH INVESTMENT GROUP, LLC INVESTMENT-RELATED - Aurora, OH - 50% owner, Start Date: 06/2017, LLC holding company for private/personal investments - 671 Club Drive, Aurora, OH, APPROX 1 HR/MONTH (APPROX 0 HRS/MONTH DURING TRADING HRS) - Direct investments with own capital. 2) NORTHEAST OHIO ARTHRITIS FOUNDATION POSITION: Board member/volunteer, Charity/Non-Profit, NOT INVESTMENT RELATED, NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2016 ADDRESS: 23811 Chagrin, Beachwood OH 44122 DESCRIPTION: Volunteer board member. 3) INSURANCE LICENSE - PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 6-14-2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: Insurance sales and service consistent with financial planning. 4) SEIA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 5885 Landerbrook Dr., Suite 200, Cleveland OH, 44124, United States DESCRIPTION: RIA sales & service

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-02-22