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725 Community Drive Suite 402, South Burlington, VT 05403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2008-05-01 |
Branch Locations
2000 Riveredge Pkwy Ste 640, Atlanta, GA 30328 • United States
725 Community Drive Suite 402, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pathway Financial Advisors, Llc | Atlanta | GA | 01/2008 | Present |
MMB ANESTHESIA LLC INVESTMENT RELATED: NO ADDRESS: 1231 SUNDERLAND CT NE, ATLANTA, GA 30319 NATURE OF BUSINESS: PROVIDE COMPREHENSIVE ANESTHESIA SERVICES POSITION: ADMINISTRATIVE TITLE: VICE PRESIDENT RELATIONSHIP: WIFE IS A NURSE ANESTHETIST INDEPENDENT CONTRACTOR HOURS PER MONTH DEVOTED TO MMB ANESTHESIA LLC: 5 HOURS PER MONTH DEVOTED TO MMB ANESTHESIA LLA DURING SECURITIES TRADING HOURS: 0 DUTIES: PAYROLL & TAX PAYMENTS. WIFE IS SOLE EMPLOYEE OF THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-23 |
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