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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-15
TX RA APPROVED 2026-06-15
  • KS RA
    APPROVED
    Since 2026-06-15
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

5990 Sw 28Th St Ste. A-1 [Satellite], Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated(793) Topeka KS 11/2014 Present
Wells Fargo Advisors Financial Network, Llc Topeka KS 06/2026 Present
Previous Registrations
Other Businesses

Beano LLC: Not investment related. Address: 5990 SW 28th St. Suite E Topeka, KS 66614 Lease Space Property Owner. Start Date 6/2/2026 Probably no more than 5 hours per month Zero hours will be devoted to this business during securities trading hours My duties will be to lease the space and maintain the property as described in the lease agreement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-20
  • S66 Uniform Combined State Law Examination
    2014-12-20

View on SEC IAPD

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