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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2006-05-05
  • KS RA
    APPROVED
    Since 2006-05-05

Branch Locations

226 W. Eldorado, Decatur, IL 62522 • United States

3500 Sw Birchwood Dr., Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Decatur IL 03/2006 Present
Ipi Wealth Management, Inc. Decatur IL 05/2006 Present
Previous Registrations
  • 2003-10-01 → 2007-11-29
    Capital Portfolio Management L.L.C.
    Topeka, KS
  • 2005-07-26 → 2006-09-05
    Barkley, Rewerts & Unruh Financial Services Llc
    Topeka, KS
Other Businesses

CONSOLIDATED RURAL WATER DISTRICT #1, AUBURN, KANSAS, SECRETARY/TREASURER, 2 HOURS/MONTH, NO TIME DEVOTED DURING TRADING HOURS. Shawnee County Fire District #4- 315 SW Valencia RD. Topeka, KS 66615- paid a monthly stipened 15 hours a month. Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
S63 Uniform Securities Agent State Law Examination 1997-07-11
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    1997-07-11

View on SEC IAPD

Other Firms

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