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Palm Beach Gardens, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| NY | RA | APPROVED | 2025-06-06 |
| TX | RA | APPROVED_RES | 2023-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orr Safety Corporation | Louisville | KY | 10/2014 | 09/2019 |
| Unemployed | Palm Beach Gardens | FL | 09/2019 | 12/2019 |
| Lsus | Schreveport | LA | 03/2019 | 12/2019 |
| New York Life Insurance Co | Sunrise | FL | 12/2019 | 05/2021 |
| Nylife Securities Llc | Sunrise | FL | 12/2019 | 02/2021 |
| Registered Investment Advisors, Llc | Palm Beach Gardens | FL | 01/2022 | Present |
| Stacy Bond Llc For Wilson Sales Co Inc | Greer | SC | 04/2021 | Present |
| Pfs Investments | Duluth | GA | 01/2000 | 06/2021 |
Ms. Bond has the following Outside Business Activities. She is an independent insurance agent for multiple entities and sells insurance products including annuities. She spends approximately 10 hours a week during market and non-market hours on this endeavor. Manufacturer's Rep for safety glasses through Stacy Bond LLC, in this role she sells safety glasses to benefit Children's Nebraska an organization that provides education regarding child hood eye injuries. She spends approximately 1 hour a month in this business. Multiple rental property owner, less than 2 hours a month during market and non-market hours on this activity. Notary in the state of Florida, spends approximately 1 hour a month during market and non-market hours in this exercise. Owner of Loaves and Fishes Garden, a farm in Florida that grows produce. She spends 5 hours a month is this endeavor during non-market hours. Owner of Avalon Luxury Living, LLC. Here she provides family care for the elderly. She spends less than 10 hours a month in this activity. Ms. Bond's Outside Business Activities (OBA) may potentially be identified as conflicts of interest. Ms. Bond and Registered Investment Advisors LLC will ensure through its Policy and Procedure process the mitigation of these conflicts of interests. Registered Investment Advisors will inform clients through disclosure of conflicts of interest and its impact, or by avoiding the service or activity that gives rise to the conflict of interest.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-24 |
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