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Current Employers
Registered Investment Advisors, Llc

Palm Beach Gardens, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2025-06-06
TX RA APPROVED_RES 2023-02-14
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2025-06-06
  • TX RA
    APPROVED_RES
    Since 2023-02-14

Branch Locations

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orr Safety Corporation Louisville KY 10/2014 09/2019
Unemployed Palm Beach Gardens FL 09/2019 12/2019
Lsus Schreveport LA 03/2019 12/2019
New York Life Insurance Co Sunrise FL 12/2019 05/2021
Nylife Securities Llc Sunrise FL 12/2019 02/2021
Registered Investment Advisors, Llc Palm Beach Gardens FL 01/2022 Present
Stacy Bond Llc For Wilson Sales Co Inc Greer SC 04/2021 Present
Pfs Investments Duluth GA 01/2000 06/2021
  • 10/2014 → 09/2019
    Orr Safety Corporation
    Louisville, KY
  • 09/2019 → 12/2019
    Unemployed
    Palm Beach Gardens, FL
  • 03/2019 → 12/2019
    Lsus
    Schreveport, LA
  • 12/2019 → 05/2021
    New York Life Insurance Co
    Sunrise, FL
  • 12/2019 → 02/2021
    Nylife Securities Llc
    Sunrise, FL
  • 01/2022 → Present
    Palm Beach Gardens, FL
  • 04/2021 → Present
    Stacy Bond Llc For Wilson Sales Co Inc
    Greer, SC
  • 01/2000 → 06/2021
    Pfs Investments
    Duluth, GA
Other Businesses

Ms. Bond has the following Outside Business Activities. She is an independent insurance agent for multiple entities and sells insurance products including annuities. She spends approximately 10 hours a week during market and non-market hours on this endeavor. Manufacturer's Rep for safety glasses through Stacy Bond LLC, in this role she sells safety glasses to benefit Children's Nebraska an organization that provides education regarding child hood eye injuries. She spends approximately 1 hour a month in this business. Multiple rental property owner, less than 2 hours a month during market and non-market hours on this activity. Notary in the state of Florida, spends approximately 1 hour a month during market and non-market hours in this exercise. Owner of Loaves and Fishes Garden, a farm in Florida that grows produce. She spends 5 hours a month is this endeavor during non-market hours. Owner of Avalon Luxury Living, LLC. Here she provides family care for the elderly. She spends less than 10 hours a month in this activity. Ms. Bond's Outside Business Activities (OBA) may potentially be identified as conflicts of interest. Ms. Bond and Registered Investment Advisors LLC will ensure through its Policy and Procedure process the mitigation of these conflicts of interests. Registered Investment Advisors will inform clients through disclosure of conflicts of interest and its impact, or by avoiding the service or activity that gives rise to the conflict of interest.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-24
  • S65 Uniform Investment Adviser Law Examination
    2021-12-24
Other Names
  • Stacy V Hopkins
  • Stacy V Azzaro

View on SEC IAPD

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