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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-15 |
| NJ | RA | APPROVED | 2015-05-26 |
Branch Locations
51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 03/2015 | Present |
| Bank Of America, N.A. | Short Hills | NJ | 08/2015 | Present |
I*83160For profit or not for profit: Non-Profit OrganizationName of outside business organization: The College Men s Club of WestfieldInvestment related: NAddress of business: Westfield, New Jersey 7091Nature of business: Charitable Organization,Compensation for Activity: NPosition, title, association: Committee Member,Start date of relationship: 3/20/2004Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Scholarships for High School Seniors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-06 |
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