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4205 Dover Road, Richmond, VA 23221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2002-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Finanical Group/ Securitie | Richmond | VA | 06/1997 | Present |
| Highstone Group | Richmond | VA | 11/2002 | Present |
| Securities Service Network, Llc | Richmond | VA | 05/2002 | 08/2018 |
| Silver Oak Securities, Inc. | Jackson | TN | 09/2018 | Present |
1)COMPREHENSIVE FINANCIAL GROUP, LLC (COMP. FINANCIAL INVESTMENT ADVISORS, HIGHSTONE GROUP)- 4205 Dover Road, Richmond, VA 23221 - PRIV CORP - REP SUPPORT OF RIA - START DT:7/1/97 - 99% OF TIME - 1HR/MO TRADE HRS - REP SUPPORT - INVESTMENT RELATED 2)COMPREHENSIVE FINANCIAL INSURANCE SERVICES - 4205 Dover Road, Richmond, VA, 23221 - PRIV CORP - AGENT - START DT:7/19/05 - 5% OF TIME - 1HR/MO TRADE HRS - INSURANCE SALES - INSURANCE AGENT - NON-INVESTMENT RELATED 3)HIGHSTONE PROPERTIES, LLC - 4205 Dover Road, RICHMOND, VA 23221 - LLC - PARTNER - 2% OF TIME - 1HR/MO TRADE HRS - LLC CREATED TO PURCHASE AN OFFICE BUILDING FOR OUR USE/BASIC PROPERTY MAINTENANCE - NON-INVESTMENT RELATED 4) Hochstein RIA - 4205 Dover Road, Richmond, VA 23221 - 1993 start date - NIR - Fee based Registered Investment Advisor that manages investment portfolios for clients, prepares financial plans in conjunction with needs of clients. Fees are primarily based on assets under management or hourly as agreed upon by clients and investment advisor representative of Registered Investment Advisor. - 100% owner of RIA firm. Work with associates and clients to create and implement investment plans for retirement and life planning. - Private Corp - 120 hrs/mo trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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