Henry Rudolph Peeler

Current Employers

Employment History

• 12/2014 → Present
  Highland Capital
  Farmers Branch, TX
• 01/2016 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Dallas, TX
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Dallas, TX
• 2016-01-06 → 2020-07-17
  Investacorp Advisory Services Inc
  Phoenix, AZ
  Dallas, TX
• 2014-12-24 → 2015-12-31
  Kestra Investment Services, Llc
  Phoenix, AZ
  Austin, TX
• 2006-12-19 → 2007-01-03
  Hartford Funds Distributors, Llc
  Metarie, LA
  Wayne, PA
• 2003-08-27 → 2006-11-28
  Lpl Financial Llc
  Carriere, MS
• 2002-09-06 → 2003-08-26
  Quick & Reilly, Inc.
  New Orleans, LA

Other Businesses

1. HIGHLAND CAPITAL BROKERAGE POSITION: Insurance Wholesaler NATURE: Insurance Wholesaler INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2014 ADDRESS: 381 E. GREENBRIAR LN DALLAS, TX 75203 DESCRIPTION: Sell Fixed Insurance through Highland Capital Brokerage. 2. SAA ADVISORY POSITION: Advisor NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2020 ADDRESS: 381 E. GREENBRIAR LN DALLAS, TX 75203 DESCRIPTION: Provide advisory services to clients 3. DBA - Highland Capital Brokerage 4. BIRDIEJUICE PROPERTIES, LLC POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 381 E. Greenbriar Ln, #703, Dallas TX 75203 DESCRIPTION: I own a rental property. I have a property manager that handles all activities related to the property. 5. PEELER LOGISTICS POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/15/2025 ADDRESS: 381 E Greenbriar Lane, 703, Dallas TX 75203, United States DESCRIPTION: I own a small delivery company. I have management in place that oversee day to day operations. I only senior level decisions for the company and they are carried out by management. 6. SAA ADVISORY POSITION: Advisor NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2020 ADDRESS: 381 E. Greenbriar Ln., #703, Dallas TX 75203, United States DESCRIPTION: Provide advisory services to clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-28
• S63 Uniform Securities Agent State Law Examination
  1997-12-16

Designations

Other Names

• Henry R Peeler
• Henry Rudolph Peeler