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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-29
TX RA APPROVED 2025-08-29
  • CO RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED
    Since 2025-08-29

Branch Locations

5161 E Arapahoe Rd Suite 300, Centennial, CO 80122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Denver CO 08/2011 08/2025
Raymond James Financial Services Advisors, Inc. Centennial CO 08/2025 Present
Raymond James Financial Services, Inc. Centennial CO 08/2025 Present
Previous Registrations
  • 2011-08-05 → 2025-09-09
    Denver, CO
    Denver, CO
    Englewood, CO
  • 2011-01-03 → 2011-08-08
    Littleton, CO
    Englewood, CO
    Littleton, CO
  • 2005-05-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Littleton, CO
    Englewood, CO
    Englewood, CO
    Littleton, CO
    Littleton, CO
    Centennial, CO
    Littleton, CO
Other Businesses

Centennial State Wealth Advisors Not investment-related Centennial, CO DBA/Support Company Advisor 08/2025 0 hours per month 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14

View on SEC IAPD

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