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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2009-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 04/2009 | Present |
| Bolton Securities Corporation | Bolton | MA | 04/2009 | Present |
1) Owner of Delta Global Investment Services, LLC, entity set up to operate securities and investment advisory businesses. Acting as President and CEO. Investment related. Conducted from branch location. Time spent on management duties balanced with securities and advisory services. 2) Investment Advisor Representative of Bolton Global Asset Management, doing business as Delta Global Investment Services, LLC. This role represents full-time job and is balanced with branch management duties. Investment related and conducted from branch location. Began 05/03/2011.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-22 |
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