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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-21 |
| IL | RA | APPROVED | 2014-08-29 |
Branch Locations
30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States
33 W Chicago Ave, Chicago, IL 60606 • United States
400 W Division St, Chicago, IL 60610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chicago | IL | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; CHICAGO, IL; APARTMENT UNITS; START DATE 1/2004; 10 HRS PER MONTH; 0 HRS DURING TRADING. PORTRAIT ARTISTRY; NOT INVESTMENT RELATED; HINSDALE,IL; INDEPENDENT CONTRACTOR; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 15; NUMBER OF HOURS DURING TRADING 0; ART WORK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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