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Boston, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-28 |
| AZ | RA | APPROVED | 2014-09-05 |
| TX | RA | APPROVED | 2012-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elc Advisors, Llc | Boston | MA | 04/2012 | Present |
NAME OF BUSINESS: THE PLAIN WEALTH BLOG/BOOK/PODCAST. INVESTMENT EDUCATION RELATED. ADDRESS: ONLINE ONLY. NATURE OF BUSINESS: FINANCIAL EDUCATION. POSITION: AUTHOR/HOST. START: 04/2024; 4 HOURS/MONTH - ZERO HOURS DURING SECURITIES TRADING HOURS; DUTIES: WRITE AND PODCAST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-03 |
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