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Brian H Drexel

J.P. Morgan Securities LLC

Chicago, IL

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-10-01
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 South Dearborn, Chicago, IL 60603 • United States

383 Madison Avenue, New York, NY 10179 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc One Securities Corporation Chicago IL 04/2004 Present
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Chicago IL 05/2003 Present
  • 04/2004 → Present
    Banc One Securities Corporation
    Chicago, IL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2003 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Previous Registrations
  • 2006-09-05 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2005-08-08 → 2006-09-05
    Banc One Securities Corporation
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-05
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S65 Uniform Investment Adviser Law Examination
    2005-08-05
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Other Names
  • Brian Henry Drexel

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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