Christopher Duane Story

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-10-07
TX	RA	APPROVED_RES	2022-10-05

AL RA
APPROVED

Since 2022-10-07
TX RA
APPROVED_RES

Since 2022-10-05

Branch Locations

254 Moulton Street Suite 200, Decatur, AL 35601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Decatur	AL	02/2013	10/2022
Burningtree Country Club	Decatur	AL	06/2014	10/2022
Lpl Financial	Decatur	AL	10/2022	Present

02/2013 → 10/2022

Raymond James & Associates, Inc.

Decatur, AL
06/2014 → 10/2022

Burningtree Country Club

Decatur, AL
10/2022 → Present

Lpl Financial

Decatur, AL

Previous Registrations

2013-02-13 → 2022-10-06

Raymond James & Associates, Inc.

Decatur, AL
2003-02-12 → 2013-02-13

Morgan Keegan & Company, Llc

Cullman, AL

Cullman, AL

Decatur, AL

Athens, AL

Decatur, AL

Other Businesses

1-10/2022 / The Albany Group / DBA for LPL Business (entity for LPL business) / Investment Related / Decatur, AL 2- 01/26/2026 - Rising Trout, Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 10/04/2022 - 40 hours per month/ 6 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-22
S63	Uniform Securities Agent State Law Examination	1997-09-12

S66 Uniform Combined State Law Examination

2000-07-22
S63 Uniform Securities Agent State Law Examination

1997-09-12

View on SEC IAPD