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David Allan Dietzler

Charles Schwab & Co., Inc.

Vancouver, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-08-15
OR RA APPROVED 2022-05-23
  • WA RA
    APPROVED
    Since 2023-08-15
  • OR RA
    APPROVED
    Since 2022-05-23

Branch Locations

171 Grant Street, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Vancouver WA 04/2016 04/2018
Mutual Of Omaha Investor Services Vancouver WA 01/2017 04/2018
Transamerica Capital Inc Denver CO 04/2018 07/2019
Transamerica Investors Securities Corporation Vancouver WA 07/2019 06/2020
Transamerica Life Insurance Company Vancouver WA 04/2018 06/2020
Td Ameritrade Vancouver WA 11/2021 06/2024
Unemployed Vancouver WA 06/2020 11/2021
Td Ameritrade Investment Management, Llc Vancouver WA 03/2022 06/2024
Charles Schwab And Co., Inc. Vancouver WA 12/2022 Present
Charles Schwab Bank, Ssb Vancouver WA 12/2022 Present
  • 04/2016 → 04/2018
    Mutual Of Omaha Insurance Company
    Vancouver, WA
  • 01/2017 → 04/2018
    Mutual Of Omaha Investor Services
    Vancouver, WA
  • 04/2018 → 07/2019
    Transamerica Capital Inc
    Denver, CO
  • 07/2019 → 06/2020
    Transamerica Investors Securities Corporation
    Vancouver, WA
  • 04/2018 → 06/2020
    Transamerica Life Insurance Company
    Vancouver, WA
  • 11/2021 → 06/2024
    Td Ameritrade
    Vancouver, WA
  • 06/2020 → 11/2021
    Unemployed
    Vancouver, WA
  • 03/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    Vancouver, WA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Vancouver, WA
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Vancouver, WA
Previous Registrations
  • 2022-03-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Portland, OR
    Vancouver, WA
  • 2022-03-07 → 2022-10-14
    Td Ameritrade, Inc.
    Portland, OR
    Vancouver, WA
    Lynnwood, WA
    Omaha, NE
  • 2006-10-13 → 2007-04-26
    Manulife Investment Management (Us) Llc
    Boston, MA
  • 2006-10-13 → 2007-04-25
    John Hancock Investment Management Llc
    Boston, MA
  • 2005-01-01 → 2006-08-14
    Curian Capital, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-06
S63 Uniform Securities Agent State Law Examination 2017-06-26
S65 Uniform Investment Adviser Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2022-03-06
  • S63 Uniform Securities Agent State Law Examination
    2017-06-26
  • S65 Uniform Investment Adviser Law Examination
    2004-12-30

View on SEC IAPD

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