Christopher Edward Charles Smitherman

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2005-03-28
TX	RA	APPROVED	2005-03-28

OH RA
APPROVED

Since 2005-03-28
TX RA
APPROVED

Since 2005-03-28

Branch Locations

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	01/2005	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

01/2005 → Present

Cambridge Investment Research, Inc

Fairfield, IA
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2000-01-01 → 2004-12-31

Osaic Fa, Inc.

Cincinnati, OH

Other Businesses

1) CHRISTOPHER SMITHERMAN, 791 E MCMILLAN AVE, SUITE 215, CINCINNATI, OH, 1/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) MAC PROPERTIES, 791 E MCMILLAN AVE, STE 215 CINCINNATI OH, 10/2006, PARTNER, REAL ESTATE INVESTMENTS, INV REL, 1 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2005, ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 4) THE OHIO CASINO CONTROL COMMISSION, 100 E BROAD STREET, 20TH FLOOR, COLUMBUS, OH, 02/2023, BOARD MEMBER, NIR, 8 HR/MO, 4 HR/MO TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-17

S63 Uniform Securities Agent State Law Examination

1997-10-17

View on SEC IAPD