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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-27 |
| AL | RA | APPROVED | 2026-03-26 |
Branch Locations
2008 Stonegate Trail Suite 112, Vestavia Hills, AL 35242 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Birmingham | AL | 04/2016 | 08/2024 |
| Prudential Insurance Company Of America | Birmingham | AL | 04/2016 | 08/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2025 | 06/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | 06/2025 |
| Unemployed | Birmingham | AL | 09/2024 | 01/2025 |
| Unemployed | Birmingham | AL | 06/2025 | 03/2026 |
| Kestra Advisory Services, Llc | Vestavia Hills | AL | 03/2026 | Present |
| Kestra Investment Services, Llc | Vestavia Hills | AL | 03/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: KELLEY & MULLIS WEALTH MANAGEMENT, INC POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2026 ADDRESS: 2008 Stonegate Trail, Suite 112, Vestavia Hills AL 35242, United States DESCRIPTION: Lead client meetings, document recommendations, build and retain client relationships, provide retirement guidance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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