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Scott Raymond Swenson

Ubs Financial Services Inc.

Bloomington, MN

Rosemount, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-03
  • MN RA
    APPROVED
    Since 2014-02-03

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Rosemount, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Bloomington MN 05/2007 Present
  • 05/2007 → Present
    Ubs Financial Services
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1997-10-09
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09

View on SEC IAPD

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PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
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WELLS FARGO CLEARING SERVICES, LLC · BLOOMINGTON, MN
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