David S. Berger

Current Employers

Employment History

• 03/1997 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 01/2019 → 08/2022
  U.S. Bancorp Investments, Inc.
  Calabasas, CA
• 03/2018 → 01/2019
  Gizko Enterprises Llc
  Calabasas, CA
• 08/2022 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 08/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Previous Registrations

• 2019-01-07 → 2022-08-31
  U.S. Bancorp Investments, Inc.
  Irvine, CA
  Los Angeles, CA
  Calabasas, CA
• 2010-03-01 → 2018-03-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Calabasas, CA
  New York, NY
• 2009-06-01 → 2010-03-01
  Bofa Advisors, Llc
  New York, NY

Other Businesses

Entity Name: DAVID BERGER, TTEE WILLIAM BERGER, TTEE U/A DTD 07/08/1982 EILEEN LEIGH 2009 TRUST Investment related: No "Address: Calabasas, CA 91302" Nature of the other business: Trust Position/Title/Relationship: Employee/Contractor Start Date: 11/15/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a Co-Trustee of my Aunt's trust and POA Healthcare representative to care for her. There is no connection to JPMC. Seeking Co-Trustee fee for management of the Trust. Effective 8/29/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-29
• S63 Uniform Securities Agent State Law Examination
  2001-11-15

Other Names

• David S Berger
• David Scott Berger