Richard Allen Schuette

Current Employers

Avalan, Llc

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-04-08
CA	RA	APPROVED	2011-03-17

WA RA
APPROVED

Since 2022-04-08
CA RA
APPROVED

Since 2011-03-17

Branch Locations

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Girard Securities, Inc.	San Diego	CA	10/2005	Present
Avalan, Llc	Santa Barbara	CA	03/2011	Present

10/2005 → Present

Girard Securities, Inc.

San Diego, CA
03/2011 → Present

Avalan, Llc

Santa Barbara, CA

Previous Registrations

2005-10-17 → 2014-10-22

Girard Securities, Inc.

Santa Barbara, CA

Portland, OR

Santa Barbara, CA
2006-10-12 → 2013-12-17

Vida Wealth Partners, Inc.

Santa Barbara, CA

Other Businesses

RICH A SCHUETTE/AGENT-REP/100% OWNER/2% TIME/INSURANCE -- VARIOUS LIFE AND HEALTH AS A SPLIT AGENT WITH OTHER AGENTS. AGENTS INCLUDE ROBERT KULLE AND THOMAS MEANS. AVALAN WEALTH 100% OWNER. TREASURER FOR ENDOWMENT AT CHURCH. PRESIDENT ENSEMBLE THEATRE NO COMPENSATION ENDS JULY 2015. BOARD MEMBER UNIVERSITY CLUB OF SANTA BARBARA NO COMPENSATION ENDS NOVEMBER 2015.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-22
S63	Uniform Securities Agent State Law Examination	1997-06-25

S65 Uniform Investment Adviser Law Examination

1998-09-22
S63 Uniform Securities Agent State Law Examination

1997-06-25

Designations

Other Names

Rich Schuette
Richard Schuette

View on SEC IAPD