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Barbara R Gapinski

Wells Fargo Clearing Services, LLC

Wayzata, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-16
MN RA APPROVED 2018-04-12
  • TX RA
    APPROVED_RES
    Since 2018-04-16
  • MN RA
    APPROVED
    Since 2018-04-12

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Cloud MN 06/2016 04/2018
Wells Fargo Clearing Services, Llc Bloomington MN 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-29
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S65 Uniform Investment Adviser Law Examination
    2012-05-29
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15
Other Names
  • Barbara Rose Brown
  • Barbara Rose Brown
  • Barbara Rose Gapinski

View on SEC IAPD

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