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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-09
OH RA APPROVED 2010-09-30
LA RA APPROVED 2010-09-27
NC RA APPROVED 2006-08-14
GA RA APPROVED 2006-05-30
TX RA APPROVED 2006-05-12
  • FL RA
    APPROVED
    Since 2021-12-09
  • OH RA
    APPROVED
    Since 2010-09-30
  • LA RA
    APPROVED
    Since 2010-09-27
  • NC RA
    APPROVED
    Since 2006-08-14
  • GA RA
    APPROVED
    Since 2006-05-30
  • TX RA
    APPROVED
    Since 2006-05-12

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Atlanta GA 10/2010 Present
J.P. Morgan Securities Llc Atlanta GA 10/2008 Present
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-16
S65 Uniform Investment Adviser Law Examination 2000-12-20
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2000-12-20
Other Names
  • Brett Thomas Alison

View on SEC IAPD

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