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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-17 |
| KY | RA | APPROVED | 2014-02-25 |
Branch Locations
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisvill | KY | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Board of Directors; North Oldham High School Boosters Club; Treasurer; 1815 S. Hwy 1793, , Goshen, KY, 40026; Not Investment-Related; 07/25/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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