Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-18
  • TX RA
    APPROVED_RES
    Since 2012-01-18

Branch Locations

960 W Elliot Rd Ste 112, Tempe, AZ 85284-1139 • United States

16165 N 83Rd Ave Ste 110, Peoria, AZ 85382-5817 • United States

14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glendale AZ 09/2005 03/2020
Ameriprise Financial Services, Llc Peoria AZ 03/2020 Present
Other Businesses

Business Ownership; Little Wing Publishing; owner; Publishing Company; 1630 Palmcroft Way SE, , Phoenix, AZ, 85007; Not Investment-Related; 04/01/2013; 20 to 39 hours per month; 0 during trading hours / Jeffrey Jay Ellish, CFP; Owner; S-CORP per recommendation from CPA; 1630 Palmcroft Way SE, , Phoenix, AZ, 85007; Not Investment-Related; 03/01/2013; 0 hours per month; 0 during trading hours / Ellish & A; Owner; Bookkeeping and payroll for my franchise; 1630 Palmcroft Way SE, , Phoenix, AZ, 85007; Not Investment-Related; 02/08/2019; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05

View on SEC IAPD

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor