Brennan Winfield Latham

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-01
CT	RA	APPROVED	2025-08-12
RI	RA	APPROVED	2025-07-28
TX	RA	APPROVED_RES	2023-10-06

NY RA
APPROVED

Since 2025-10-01
CT RA
APPROVED

Since 2025-08-12
RI RA
APPROVED

Since 2025-07-28
TX RA
APPROVED_RES

Since 2023-10-06

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Boston	MA	01/2003	01/2018
E*Trade Securities Llc	Boston	MA	01/2018	09/2023
Morgan Stanley Smith Barney Llc	New York	NY	09/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2025	Present

01/2003 → 01/2018

Fidelity Investments

Boston, MA
01/2018 → 09/2023

E*Trade Securities Llc

Boston, MA
09/2023 → Present

Morgan Stanley Smith Barney Llc

New York, NY
09/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-21
S63	Uniform Securities Agent State Law Examination	1997-08-06

S65 Uniform Investment Adviser Law Examination

2025-07-21
S63 Uniform Securities Agent State Law Examination

1997-08-06

Other Names

Brennan W Latham

View on SEC IAPD

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