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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CO | RA | APPROVED | 2015-02-10 |
| NJ | RA | APPROVED | 2014-12-01 |
| TX | RA | APPROVED_RES | 2014-07-14 |
Branch Locations
Carbondale, CO • United States
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greenwood Village | CO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*381189 - The Colorado State University Foundation; Investment related - No; Fort Collins, CO; Oversees the Endowment for the University; Investment Committee Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-15 |
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