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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CO RA APPROVED 2015-02-10
NJ RA APPROVED 2014-12-01
TX RA APPROVED_RES 2014-07-14
  • NY RA
    APPROVED
    Since 2021-06-16
  • CO RA
    APPROVED
    Since 2015-02-10
  • NJ RA
    APPROVED
    Since 2014-12-01
  • TX RA
    APPROVED_RES
    Since 2014-07-14

Branch Locations

Carbondale, CO • United States

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Greenwood Village CO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Greenwood Village, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*381189 - The Colorado State University Foundation; Investment related - No; Fort Collins, CO; Oversees the Endowment for the University; Investment Committee Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-16
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S65 Uniform Investment Adviser Law Examination
    2014-09-16
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15
Other Names
  • James J Detterick
  • Jim Detterick

View on SEC IAPD

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