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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-25 |
| CA | RA | APPROVED | 2013-08-20 |
Branch Locations
2049 Century Park E, Los Angeles, CA 90067 • United States
11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 07/2013 | Present |
CAMBIUM SPORTS;116 E LIVE OAK AVE, #888, ARCADIA, CA; SNOWBOARD DESIGN AND MANUFACTURING; PARTNER; 0 DURING 0 OUTSIDE EMPLOYMENT HOURS; 2010; NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-15 |
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