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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-07 |
| WI | RA | APPROVED | 2016-07-07 |
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
8011 34Th Avenue South Suite 436, Bloomington, MN 55425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha Insurance Company | Bloomington | MN | 11/1995 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 02/2004 | Present |
1) MICHAEL FRANTA; NOT INVESTMENT RELATED; 8031 34th Avenue South, Suite 436, Bloomington, MN 55425; INSURANCE SALES & SERVICES; INSURANCE AGENT; START DATE: 12/01/1995; 60 HOURS PER MONTH (60 DURING TRADING HOURS); SALE OF HEALTH AND LIFE INSURANCE PRODUCTS AND ON GOING SERVICING OF CLIENTS. 2). Boy Scouts of America; Not investment related; 393 Marshall Ave, St. Paul MN 55102; Scouting for boys; Treasure of Pack 9041; 04/23/2018-present; 4 hours/month (0 during market hours); collect dues and write checks for expenses balance checkbook.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-08 |
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