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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-14 |
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2016 | 08/2021 |
| Bbva Securities Inc. | Scottsdale | AZ | 06/2016 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2016 | 08/2021 |
| Bbva Wealth Solutions Inc. | Scottsdale | AZ | 06/2016 | 08/2021 |
| Prudential Insurance Company Of America | Phoenix | AZ | 09/2021 | Present |
| Pruco Securities, Llc. | Phoenix | AZ | 09/2021 | 11/2024 |
| Lpl Enterprise, Llc | Phoenix | AZ | 11/2024 | Present |
1) 08/05/2025-Integrity Financial Planning & Investment Services PLLC-Member Managed-Business Entity For Tax/Investment Purposes Only-Inv related-At Peoria, AZ-Start date 05/08/2025-190hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-10 |
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