Jon Farrington Wagner

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-07-05
TX	RA	APPROVED_RES	2023-06-30

OH RA
APPROVED

Since 2023-07-05
TX RA
APPROVED_RES

Since 2023-06-30

Branch Locations

159 Crocker Park Boulevard Suite 460, Westlake, OH 44145 • United States

200 Public Square Suite 2600, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	North Olmsted	OH	05/1997	06/2023
Bank Of America, N.A.	Westlake	OH	05/2011	06/2023
Morgan Stanley Smith Barney Llc	Cleveland	OH	06/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2023	Present

05/1997 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Olmsted, OH
05/2011 → 06/2023

Bank Of America, N.A.

Westlake, OH
06/2023 → Present

Morgan Stanley Smith Barney Llc

Cleveland, OH
07/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

1999-08-13 → 2023-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake, OH

North Olmsted, OH

North Olmsted, OH

Other Businesses

*562139 - St. Clement Catholic Parish ; Investment related - No ; Lakewood, Ohio ; Religious ; Finance Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2016 ; During business hours : 0 ; After business hours : 1 ; Advising the pastor on use of church finances

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-09-25

S66 Uniform Combined State Law Examination

1997-09-25

Other Names

Jon F Wagner

View on SEC IAPD