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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-16
  • TN RA
    APPROVED
    Since 2021-06-16

Branch Locations

9700 Westland Dr. Suite 103, Knoxville, TN 37922 • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Benefits Group Llc Dba The Wealth Benefits Group Llc Knoxville TN 06/2021 Present
Mml Investors Services, Inc. Knoxville TN 01/2003 06/2021
Massmutual Springfield MA 01/2003 06/2021
  • 06/2021 → Present
    The Benefits Group Llc Dba The Wealth Benefits Group Llc
    Knoxville, TN
  • 01/2003 → 06/2021
    Mml Investors Services, Inc.
    Knoxville, TN
  • 01/2003 → 06/2021
    Massmutual
    Springfield, MA
Previous Registrations
Other Businesses

(1)NAME:SCOTT C WAYNE INSURANCE, INV REL:Y ADDR:6425 B BAUM DR KNOXVILLE TN 37919, NATURE:LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, NATURE:SALES/AGENT, START:1/1/2010, NO HR/MO:8 NO HR/MO DUR TRADING:0. (2) THE BENEFITS GROUP LLC DBA THE WEALTH BENEFITS GROUP LLC, POSITION: Senior Partner NATURE: M Holdings Member firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 06/10/2021, ADDRESS: 9700 Westland Dr Ste 103, Knoxville TN 37922, United States, DESCRIPTION: Producer: RIA and RR investment sales and services (3) Laurel Ridge Homeowners Association; Knoxville, TN; Not investment related; Treasurer; HOA board of directors member. Board members are responsible for adopting budgets, levying and collecting assessments, maintaining common areas, adopting, and enforcing rules, entering contracts, and enforcing the governing documents; 03/01/2026; 5 ho/mo; 0 ho/mo during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S65 Uniform Investment Adviser Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03

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