Kevin John Carlson

Current Employers

Vessel Wealth Advisors Llc

Portland, OR • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-06-08
OR	RA	APPROVED	2022-06-07

WA RA
APPROVED

Since 2022-06-08
OR RA
APPROVED

Since 2022-06-07

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services, Inc.	Seattle	WA	02/2016	11/2020
Securities America, Inc.	Portland	OR	11/2020	06/2022
Securities America Advisors, Inc.	Portland	OR	11/2020	06/2022
Arbor Point Advisors	Portland	OR	11/2020	06/2022
Vessel Wealth Advisors Llc	Portland	OR	07/2021	Present

02/2016 → 11/2020

Kms Financial Services, Inc.

Seattle, WA
11/2020 → 06/2022

Securities America, Inc.

Portland, OR
11/2020 → 06/2022

Securities America Advisors, Inc.

Portland, OR
11/2020 → 06/2022

Arbor Point Advisors

Portland, OR
07/2021 → Present

Vessel Wealth Advisors Llc

Portland, OR

Previous Registrations

2020-11-06 → 2022-06-03

Securities America Advisors, Inc.

Portland, OR
2020-11-10 → 2022-06-03

Arbor Point Advisors

Portland, OR
2016-02-10 → 2020-11-06

Kms Financial Services, Inc.

Seattle, WA

Portland, OR

Seattle, WA
2011-11-09 → 2016-02-17

Cambridge Investment Research Advisors, Inc.

Portland, OR

Bellvue, CA

Other Businesses

**KEVIN CARLSON POSITION: Agent NATURE: Insurance-related sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 222 NW 139th Avenue, Portland OR 97229, United States DESCRIPTION: I review life-insurance needs with clients and occasionally present them with options for meeting those needs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-26

S66 Uniform Combined State Law Examination

2011-10-26

View on SEC IAPD