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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-22
  • CT RA
    APPROVED
    Since 2022-04-22

Branch Locations

1295 State St Ste #1116, Springfield, MA 01111 • United States

Suffield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2007 09/2020
Mml Investors Services, Llc Springfield MA 07/2007 09/2020
Mml Investors Services, Llc Stamford CT 06/2021 Present
Mass Mutual Life Insurance Company Stamford CT 06/2021 Present
Lenox Advisors, Inc. Stamford CT 03/2021 Present
The Advisor Collective, Llc Suffield CT 10/2020 02/2021
  • 07/2007 → 09/2020
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 07/2007 → 09/2020
    Springfield, MA
  • 06/2021 → Present
    Stamford, CT
  • 06/2021 → Present
    Mass Mutual Life Insurance Company
    Stamford, CT
  • 03/2021 → Present
    Lenox Advisors, Inc.
    Stamford, CT
  • 10/2020 → 02/2021
    The Advisor Collective, Llc
    Suffield, CT
Previous Registrations
  • 2004-05-14 → 2007-07-20
    Tower Square Securities, Inc.
    Hartford, CT
    Hartford, CT
    Hartford, CT
  • 2004-02-09 → 2004-05-06
    Ws Griffith Securities, Inc.
    Hartford, CT
Other Businesses

(1)Name: Advisor Collective LLC Inv Rel: Y Addr: At Residential Address Nature: Other; Consulting Financial Services Position: Principal Start: 10/01/2020 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 (2)Name: Samuel and Katarzyna Toskin Inv Rel: Y Addr: At Residential Address Nature: Simple Rental Property Position: Owner Start: 09/01/2024 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-21
S63 Uniform Securities Agent State Law Examination 1997-08-27
  • S66 Uniform Combined State Law Examination
    2004-01-21
  • S63 Uniform Securities Agent State Law Examination
    1997-08-27
Other Names
  • Samuel John Toskin
  • Samuel John Toskin

View on SEC IAPD

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