Stuart Bryan Haw

Current Employers

Employment History

• 02/1996 → Present
  Self Employed
  Bradenton, FL
• 06/1997 → 10/2016
  Investors Capital
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-16 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Colorado Springs, CO
  Bradenton, FL
  Lynnfield, MA
  Gilford, NH
  Lynnfield, MA
• 2001-12-21 → 2004-06-14
  Eastern Point Advisors Inc.
  Colorado Springs, CO

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITIES, ANNUITIES, LONG TERM CARE, & TRAVEL; NAME OF OTHER BUSINESS: RENTAL PROPERTY, INVESTMENT RELATED: NO, ADDRESS: 5495 SAMPLE WAY COLORADO SPRINGS, CO 80919, NATURE OF BUSINESS: REAL ESTATE RENTAL, START DATE: 10/2004, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: 100% OWNER, BRIEF DESCRIPTION OF DUTIES: DISCUSS PROPERTY CONDITION, REPAIRS, RENT, HOA WITH PROPERTY MANAGEMENT COMPANY; NAME OF OTHER BUSINESS: INVESTORS WEST, INVESTMENT RELATED: YES, ADDRESS: 520 MOSSY BRANCH LANE, BRADENTON FL, 34212, NATURE OF BUSINESS: DBA FOR FIXED INSURANCE, START DATE: 9/1996, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: DETERMINING CUSTOMER NEEDS & RESEARCH

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-05
• S63 Uniform Securities Agent State Law Examination
  1997-09-09