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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-08-07 |
Branch Locations
108 Main Street, Amesbury, MA 01913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2000 | 08/2025 |
| Linden Financial Group | Amesbury | MA | 12/2019 | Present |
| Raymond James Financial Services, Inc. | Amesbury | MA | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Amesbury | MA | 08/2025 | Present |
| Dolan Financial Services | Amesbury | MA | 11/2007 | 12/2019 |
(1)Name of Business: Linden Financial Group Address: 108 Main St, Amesbury, MA, 01913-2809, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: We conduct our investment advisory and financial planning services under this DBA. However, there is no separate business entity. We are all self-employed schedule C independent contractors. We were advised to list this as an outside business activity by the Compliance team.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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