Ronald Jack Taylor

Current Employers

Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-02-11
IA	RA	APPROVED	2025-11-05
KS	RA	APPROVED	2025-11-05
WA	RA	APPROVED	2023-09-26
ND	RA	APPROVED	2023-09-25
GA	RA	APPROVED	2023-09-18
NE	RA	APPROVED	2022-08-11
NY	RA	APPROVED	2022-05-17
FL	RA	APPROVED	2022-05-11
AZ	RA	APPROVED	2022-05-09
IL	RA	APPROVED	2022-05-03
CO	RA	APPROVED	2022-04-27
CA	RA	APPROVED	2022-04-26
TX	RA	APPROVED_RES	2022-04-26

MA RA
APPROVED

Since 2026-02-11
IA RA
APPROVED

Since 2025-11-05
KS RA
APPROVED

Since 2025-11-05
WA RA
APPROVED

Since 2023-09-26
ND RA
APPROVED

Since 2023-09-25
GA RA
APPROVED

Since 2023-09-18
NE RA
APPROVED

Since 2022-08-11
NY RA
APPROVED

Since 2022-05-17
FL RA
APPROVED

Since 2022-05-11
AZ RA
APPROVED

Since 2022-05-09
IL RA
APPROVED

Since 2022-05-03
CO RA
APPROVED

Since 2022-04-27
CA RA
APPROVED

Since 2022-04-26
TX RA
APPROVED_RES

Since 2022-04-26

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

4700 S. Syracuse St. Ste. 830, Denver, CO 80237 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-08
CA	RA	APPROVED	2024-10-11
CO	RA	APPROVED	2024-10-11
CT	RA	APPROVED	2024-10-11
FL	RA	APPROVED	2024-10-11
MI	RA	APPROVED	2024-10-11
MN	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
ND	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11
SC	RA	APPROVED	2024-10-11
VT	RA	APPROVED	2024-10-11
VA	RA	APPROVED	2024-10-11

TX RA
APPROVED_RES

Since 2025-11-08
CA RA
APPROVED

Since 2024-10-11
CO RA
APPROVED

Since 2024-10-11
CT RA
APPROVED

Since 2024-10-11
FL RA
APPROVED

Since 2024-10-11
MI RA
APPROVED

Since 2024-10-11
MN RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
ND RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11
SC RA
APPROVED

Since 2024-10-11
VT RA
APPROVED

Since 2024-10-11
VA RA
APPROVED

Since 2024-10-11

Branch Locations

Jacksonville, FL • United States

4700 S. Syracuse Street Suite 830, Denver, CO 80237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Aurora	CO	10/2015	10/2016
American Portfolios Financial Services, Inc.	Denver	CO	10/2016	10/2024
Novem Group	Rochester	NY	04/2022	Present
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

10/2015 → 10/2016

Unemployed

Aurora, CO
10/2016 → 10/2024

American Portfolios Financial Services, Inc.

Denver, CO
04/2022 → Present

Novem Group

Rochester, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2017-09-29 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Jacksonville, FL
2011-07-11 → 2015-11-09

Osaic Fa, Inc.

Denver, CO
2009-09-15 → 2011-03-21

Raymond James Financial Services Advisors, Inc

St. Petersburg, FL
2004-12-03 → 2009-10-10

Raymond James Financial Services, Inc.

St. Petersburg, FL

St. Petersburg, FL

Other Businesses

1. OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED PRINCIPAL, START DATE 10/2024, 80 HRS/MONTH DURING TRADING HRS AND TOTAL 2. OSAIC WEALTH, INC., RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE IN A SUPERVISORY CAPACITY ONLY, START DATE 10/2024, 80 HRS/MONTH DURING TRADING HRS AND TOTAL 3. NOVEM GROUP POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2022 ADDRESS: 4700 S Syracuse St, 830, Denver CO 80237, United States DESCRIPTION: Delegate FLS of other IAR Assist in the management of client assets 4. ANDSTEAD ADVISORS POSITION: Managing Director NATURE: LLC that is the DBA/Marketing name for the OSJ. I am employed and paid through AP Denver INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2016 ADDRESS: 4700 S Syracuse St, Ste. 830, Denver CO 80237, United States DESCRIPTION: I am employed by AP Denver where I perform duties assigned. Those duties include supervisory oversight and review of the RR/IAR affiliated with the OSJ, performing trading for some ORIA accounts and other duties as assigned by the business owner.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-12-16
S65	Uniform Investment Adviser Law Examination	1999-12-16

S63 Uniform Securities Agent State Law Examination

1999-12-16
S65 Uniform Investment Adviser Law Examination

1999-12-16

Other Names

Ronald Jack Taylor
Ronald Jack Taylor

View on SEC IAPD